0001130381-13-000009.txt : 20130219 0001130381-13-000009.hdr.sgml : 20130219 20130214220206 ACCESSION NUMBER: 0001130381-13-000009 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHRIM BANCORP INC CENTRAL INDEX KEY: 0001163370 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 920175752 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77993 FILM NUMBER: 13617379 BUSINESS ADDRESS: STREET 1: P O BOX 241489 CITY: ANCHORAGE STATE: AK ZIP: 99524-1489 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH, Inc. CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: E CAPITAL CORP DATE OF NAME CHANGE: 20001221 SC 13G/A 1 nrima13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G/A Under the Securities Exchange Act of 1934 (Amendment No__11__)* Northrim BanCorp, Inc. --------------------------------------------------------------------- (Name of Issuer) Common --------------------------------------------------------------------- (Title of Class of Securities) 666762109 ----------------- (CUSIP Number) December 31, 2012 --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 6 CUSIP No. 666762109 -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) WEDBUSH, Inc. --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / --------------------------------------------------------------------- 3. SEC Use Only --------------------------------------------------------------------- 4. Citizenship or Place of Organization California --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 220,924 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 220,924 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 220,924 ---------------------------------------------- 8. Shared Dispositive Power 240,989 --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 240,989 --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 3.72% --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) --------------------------------------------------------------------- CO --------------------------------------------------------------------- Page 2 of 6 CUSIP No. 666762109 -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / --------------------------------------------------------------------- 3. SEC Use Only --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 118,086 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 339,010 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 118,086 ---------------------------------------------- 8. Shared Dispositive Power 359,075 --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 359,075 --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.54% --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) --------------------------------------------------------------------- IN CUSIP No. 666762109 -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Securities --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / --------------------------------------------------------------------- 3. SEC Use Only --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 0 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 0 ---------------------------------------------- 8.Shared Dispositive Power 20,065 --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 20,065 --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0.31% --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) --------------------------------------------------------------------- BD --------------------------------------------------------------------- Page 3 of 6 Cusip No. 666762109 13G Northrim BanCorp, Inc. --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of Northrim BanCorp, Inc. ("Issuer"). (b) Issuer's address: 3111 C Street, Anchorage, Alaska 95503 Item 2. Filers (a) This statement is filed by WEDBUSH, Inc. ("WI"),Edward W.Wedbush ("EWW"), and Wedbush Securities ("WS"). (b) Business address of the above filers are as follows: WI - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 WS - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) WI is a California corporation, EWW is a citizen of the United States of America, and WS is a California corporation. (d) Common stock (e) 666762109 Item 3. Classification of Filers (a) WS is a broker/dealer (b) - (j) Not applicable (g) WI is a control person Page 4 of 6 Item 4. Ownership (a) WI has sole ownership of 220,924 Shares of the Issuer, EWW has sole ownership of 118,086 Shares, and WS has sole ownership of 0 Shares of the Issuer. (b) Of the Shares outstanding, WI owns approximately 3.41%, EWW owns approximately 1.82%, and WS owns approximately 0%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: WI has sole power to vote on 220,924 Shares, EWW has 118,086 sole Shares, WS has 0 sole Shares. (ii) Shared power to vote: WI has shared power to vote on 220,924 Shares, EWW has 339,010 Shares, and WS has 0 Shares. (iii) Sole power to dispose: WI has sole power to dispose on 220,924 Shares, EWW has 118,086 sole Shares to dispose, and WS has 0 sole Shares to dispose. (iv) Shared power to dispose: WI has shared power to dispose on 240,989 Shares, EWW has 359,075 Shares, and WS has 20,065 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. --------------------------------------------------------------------- Page 5 of 6 Item 8. Identification and Classification of Members of a Group. Name Category No.of Shares Percentage WEDBUSH, Inc. CO 220,824 3.40% Edward W. Wedbush IN 118,086 1.82% Wedbush Securities BD 0 0.00% Edward W. Wedbush owns approximately 50% of the issued and outstanding shares of WEDBUSH, Inc., which is the sole shareholder of Wedbush Securities Inc. Mr. Wedbush is also the Chairman of the Board of WEDBUSH, Inc. and the President of Wedbush Securities Inc. The foregoing should not be construed as an admission of beneficial ownership of the securities held or controlled by WEDBUSH, Inc. or Wedbush Securities Inc. Item 9. Notice of Dissolution of Group. Not applicable. --------------------------------------------------------------------- Page 6 of 6 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WEDBUSH, Inc. 02/09/2013 --------------------------- Date ERIC D. WEDBUSH ------------------ Eric D. Wedbush --------------------------- Signature ERIC D. WEDBUSH ------------------ Eric D. Wedbush/ President --------------------------- Name/Title Edward W. Wedbush 02/09/2013 --------------------------- Date EDWARD W. WEDBUSH ------------------ Edward W. Wedbush --------------------------- Signature EDWARD W. WEDBUSH ------------------ Edward W. Wedbush --------------------------- Name/Title Wedbush Securities, Inc. 02/09/2013 --------------------------- Date EDWARD W. WEDBUSH ------------------ Edward W. Wedbush --------------------------- Signature Edward W. Wedbush/ President --------------------------- Name/Title